SEC Form 4 · accession 0001235802-17-000020
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice Hubertus Petrus Janssen
Officer — Sr VP, Global Sales & Mkting
Period of report
Jan 16, 2017
Accepted (ET)
Jan 20, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Employee Stock Option (right to buy) | $18.70 | Jan 16, 2017 | A | 5,348 | A | Jan 15, 2018 | Jan 15, 2024 | Common Stock | 5,348 | 5,348 | D |
| Non-Statutory Stock Option (right to buy) | $18.70 | Jan 16, 2017 | A | 9,652 | A | Jan 15, 2018 | Jan 15, 2024 | Common Stock | 9,652 | 9,652 | D |