SEC Form 4 · accession 0001235802-16-000331
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Barto
Officer — Sr VP Global Mfg & Engineering
Period of report
Dec 28, 2016
Accepted (ET)
Dec 30, 2016 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Employee Stock Option (right to buy) | $19.00 | Dec 28, 2016 | A | 5,263 | A | Dec 31, 2017 | Dec 27, 2023 | Common Stock | 5,263 | 5,263 | D |
| Non-Qualified Stock Option (right to buy) | $19.00 | Dec 28, 2016 | A | 9,737 | A | Dec 31, 2017 | Dec 27, 2023 | Common Stock | 9,737 | 9,737 | D |