SEC Form 4 · accession 0001235802-16-000330
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Demorest
Officer — Chairman, President and CEO · Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2016 | M | 10,000 | $9.21 | A | 227,119 | D | |
| Common Stock | Dec 22, 2016 | F | 4,952 | $18.60 | D | 222,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $9.21 | Dec 22, 2016 | M | 10,000 | D | — | Dec 30, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This option is fully vested.