SEC Form 4 · accession 0001235802-16-000247
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Nicholas DeMorett
Officer — Chief Operating Officer · Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | M | 2,000 | $9.21 | A | 9,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock Option (right to buy) | $9.21 | Jun 13, 2016 | M | 2,000 | D | Dec 31, 2010 | Dec 30, 2016 | Common Stock | 2,000 | 0 | D |