SEC Form 4 · accession 0001235802-16-000180
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Nicholas DeMorett
Officer — Chief Operating Officer · Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 7,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Employee Stock Option (right to buy) | $14.38 | Dec 30, 2015 | A | 2,343 | A | Dec 31, 2016 | Dec 29, 2022 | Common Stock | 2,343 | 2,343 | D |
| Non-Qualified Stock Option (right to buy) | $14.38 | Dec 30, 2015 | A | 17,657 | A | Dec 31, 2016 | Dec 29, 2022 | Common Stock | 17,657 | 17,657 | D |