SEC Form 4 · accession 0001235802-15-000170

MOCON INC · MOCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Dec 18, 2015

Accepted (ET)

Dec 18, 2015 · 4:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000067279

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 18, 2015	M	10,000	$8.905	A	219,175	D
Common Stock	Dec 18, 2015	F	6,188	$14.39	D	212,987	D
Common Stock	Dec 18, 2015	M	10,000	$8.575	A	222,987	D
Common Stock	Dec 18, 2015	F	5,959	$14.39	D	217,028	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$8.905	Dec 18, 2015	M	10,000	D	—	Dec 27, 2015	Common Stock	10,000	0	D
Employee Stock Option (right to buy)^F1	$8.575	Dec 18, 2015	M	10,000	D	—	Dec 30, 2015	Common Stock	10,000	0	D