SEC Form 4 · accession 0001235802-15-000167
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Nicholas DeMorett
Officer — Chief Operating Officer · Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | M | 2,000 | $8.575 | A | 7,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.575 | Nov 19, 2015 | M | 2,000 | D | — | Dec 30, 2015 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1This option has fully vested.