SEC Form 4 · accession 0001235802-15-000166

MOCON INC · MOCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President · Director

Period of report

Oct 19, 2015

Accepted (ET)

Nov 5, 2015 · 12:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000067279

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 19, 2015	M	5,000	$8.905	A	111,500	D
Common Stock	Oct 19, 2015	F	3,179	$14.01	D	108,321	D
Common Stock	Oct 19, 2015	M	7,500	$8.575	A	115,821	D
Common Stock	Oct 19, 2015	F	4,591	$14.01	D	111,230	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$8.905	Oct 19, 2015	M	5,000	D	—	Dec 27, 2015	Common Stock	5,000	0	D
Employee Stock Option (right to buy)^F1	$8.575	Oct 19, 2015	M	7,500	D	—	Dec 30, 2015	Common Stock	7,500	0	D