SEC Form 4 · accession 0001019687-16-006914
DYCOM INDUSTRIES INC · DY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Vilsoet
Officer — Vice President & Secretary
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 8, 2016 | S | 24,000 | $93.5211 | D | 49,307 | D | |
| Common Stock | Jul 8, 2016 | M | 7,500 | $13.88 | A | 56,807 | D | |
| Common StockF2 | Jul 8, 2016 | F | 2,858 | $93.7891 | D | 53,949 | D | |
| Common StockF2 | Jul 8, 2016 | S | 4,642 | $93.7891 | D | 49,307 | D | |
| Common Stock | Jul 8, 2016 | M | 10,000 | $8.55 | A | 59,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F3 | $13.88 | Jul 8, 2016 | M | 7,500 | D | — | Dec 17, 2020 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option (right to buy)F4,F5 | $8.55 | Jul 8, 2016 | M | 10,000 | D | — | Dec 16, 2019 | Common Stock | 10,000 | 6,853 | D |
Explanation of responses
- F1This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.20 to $94.12, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
- F2This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.50 to $94.12, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.
- F3The option vested in four substantially equal annual installments beginning on December 17, 2011.
- F4No consideration was paid for the derivative security.
- F5The option vested in four substantially equal annual installments beginning on December 16, 2010.