SEC Form 4 · accession 0001019687-16-006912
DYCOM INDUSTRIES INC · DY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Higgins
Director
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 8, 2016 | M | 10,000 | $5.13 | A | 35,350 | D | |
| Common StockF1 | Jul 8, 2016 | F | 545 | $94.1498 | D | 34,805 | D | |
| Common StockF1 | Jul 8, 2016 | S | 9,455 | $94.1498 | D | 25,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $5.13 | Jul 8, 2016 | M | 10,000 | D | — | Nov 24, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This price is a weighted average price. 7,022 shares were sold in multiple transactions at prices ranging from $93.50 to $94.37, inclusive and 2,978 shares were sold in multiple transactions at prices ranging from $94.50 to $94.588, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
- F2The option vested in four substantially equal annual installments beginning on November 25, 2009.
- F3No consideration paid for the derivative security.