SEC Form 4 · accession 0001019687-15-000867
DYCOM INDUSTRIES INC · DY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Andrew DeFerrari
Officer — Sr. VP & CFO
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 9,647 | $8.55 | A | 83,768 | D | |
| Common Stock | Mar 4, 2015 | M | 8,853 | $13.88 | A | 92,621 | D | |
| Common Stock | Mar 4, 2015 | F | 6,952 | $46.00 | D | 85,669 | D | |
| Common Stock | Mar 4, 2015 | S | 5,048 | $46.00 | D | 80,621 | D | |
| Common Stock | Mar 4, 2015 | M | 5,500 | $6.83 | A | 86,121 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $8.55 | Mar 4, 2015 | M | 9,647 | D | — | Dec 15, 2019 | Common Stock | 9,647 | 25,353 | D |
| Employee Stock Option (right to buy)F2,F3 | $13.88 | Mar 4, 2015 | M | 8,853 | D | — | Dec 16, 2020 | Common Stock | 8,853 | 9,147 | D |
| Employee Stock Option (right to buy)F2,F4 | $6.83 | Mar 4, 2015 | M | 5,500 | D | — | Dec 14, 2018 | Common Stock | 5,500 | 0 | D |
Explanation of responses
- F1The option vested in four equal annual installments beginning on December 16, 2010.
- F2No consideration was paid for the derivative security.
- F3The option vested in four equal annual installments beginning on December 17, 2011.
- F4The option vested in four equal annual installments beginning on December 15, 2009.