SEC Form 4 · accession 0001019687-15-000806
DYCOM INDUSTRIES INC · DY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Nielsen
Officer — President & CEO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | M | 4,160 | $12.97 | A | 685,078 | D | |
| Common Stock | Mar 2, 2015 | M | 50,100 | $6.83 | A | 735,178 | D | |
| Common StockF1 | Mar 2, 2015 | F | 27,991 | $43.938 | D | 707,187 | D | |
| Common StockF1 | Mar 2, 2015 | S | 26,269 | $43.938 | D | 680,918 | D | |
| Common Stock | Mar 3, 2015 | M | 19,900 | $6.83 | A | 700,818 | D | |
| Common StockF2 | Mar 3, 2015 | F | 10,155 | $43.627 | D | 690,663 | D | |
| Common StockF2 | Mar 3, 2015 | S | 9,745 | $43.627 | D | 680,918 | D | |
| Common Stock | Mar 4, 2015 | M | 7,689 | $12.97 | A | 688,607 | D | |
| Common Stock | Mar 4, 2015 | M | 311 | $18.97 | A | 688,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F8,F3 | $12.97 | Mar 2, 2015 | M | 4,160 | D | — | Jul 6, 2018 | Common Stock | 4,160 | 7,689 | D |
| Employee Stock Option (right to buy)F8,F4 | $6.83 | Mar 2, 2015 | M | 50,100 | D | — | Dec 14, 2018 | Common Stock | 50,100 | 19,900 | D |
| Employee Stock Option (right to buy)F8,F5 | $6.83 | Mar 3, 2015 | M | 19,900 | D | — | Dec 14, 2018 | Common Stock | 19,900 | 0 | D |
| Employee Stock Option (right to buy)F8,F6 | $12.97 | Mar 4, 2015 | M | 7,689 | D | — | Jul 6, 2018 | Common Stock | 7,689 | 0 | D |
| Employee Stock Option (right to buy)F8,F7 | $18.67 | Mar 4, 2015 | M | 311 | D | — | Dec 13, 2022 | Common Stock | 311 | 71,438 | D |
Explanation of responses
- F1This price is a weighted average price. 46,850 shares were sold in multiple transactions at prices ranging from $43.43 to $44.43, inclusive and 7,410 shares were sold in multiple transactions at prices ranging from $44.44 to $44.78, inclusive.
- F2This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.22 to $44.01, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) above and this footnote (2).
- F3The option vested in four equal annual installments beginning on July 7, 2009.
- F4The option vested in four equal annual installments beginning on December 15, 2009.
- F5The option vested in four equal annual installments beginning on December 15, 2009.
- F6The option vested in four equal annual installments beginning on July 7, 2009.
- F7The option vested in four equal annual installments beginning on December 14, 2013.
- F8No consideration was paid for the derivative security.