SEC Form 4 · accession 0001193125-26-293450
MITSUBISHI UFJ FINANCIAL GROUP INC · MUFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yoshiaki Ueno
Officer — Managing Corporate Executive
Period of report
Jul 1, 2026
Accepted (ET)
Jul 2, 2026 · 7:30 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000067088
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Compensation Plan PointsF1 | — | Jul 1, 2026 | A | 5,796 | A | — | — | Common Stock | 5,796 | 65,916 | D |
Explanation of responses
- F1Represents the aggregate non-adjustable points that the reporting person is entitled to receive in equal monthly installments on the first day of each month during the reporting person's service period from July 2026 to June 2027. Subject to clawback and forfeiture for cause, each point will be exchangeable for one share of the Issuer's common stock following the reporting person's retirement from the position with responsibilities based on which the points were granted. Prior to delivery, the shares to be exchanged for the received points are held by a board incentive plan trust, and 50% of such shares will be sold by the trust through a pre-arranged open market sale in Japan in accordance with the Plan on a specific date following the reporting person's retirement from the relevant position. Net proceeds from such sale in cash, together with the remaining 50% in shares, will be delivered to the reporting person.