SEC Form 4 · accession 0000066756-19-000009
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley W Oachs
Officer — Sr. VP; Pres. Reg. Operations
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | A | 984 | $0.00 | A | 13,580 | D | |
| Common Stock | Jan 31, 2019 | A | 4,191 | $0.00 | A | 17,771 | D | |
| Common Stock | Jan 31, 2019 | F | 1,575 | $76.94 | D | 16,196 | D | |
| Common StockF2 | holding | — | — | — | 4,034 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under the dividend equivalent feature of restrictive stock unit grants pursuant to ALLETE's executive long-term incentive plan based on plan information available as of January 31, 2019.
- F2Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of January 15, 2019.