SEC Form 4 · accession 0000066756-19-000004
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Adams
Officer — Sr VP & CFO
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | A | 1,148 | $0.00 | A | 8,686 | D | |
| Common Stock | Jan 31, 2019 | A | 4,191 | $0.00 | A | 12,877 | D | |
| Common Stock | Jan 31, 2019 | F | 1,576 | $76.94 | D | 11,301 | D | |
| Common StockF2 | holding | — | — | — | 7,175 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, and the dividend equivalent feature of restricted stock grants pursuant to ALLETE's executive long-term incentive compensation plan, all based on plan information available as of January 31, 2019.
- F2Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of Janaury 15, 2019.