SEC Form 4 · accession 0000066756-18-000066
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Hoolihan
Director
Period of report
Jun 26, 2018
Accepted (ET)
Jun 27, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jun 26, 2018 | S | 800 | $77.22 | D | 15,181 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.06-$77.29, inclusive. The reporting person undertakes to provide to ALLETE, any security holder of ALLETE, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above.
- F3Includes shares acquired in exempt transactions pursuant to the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan based on plan information available as of June 26, 2018. Also, includes shares acquired in exempt transactions under a broker-administered dividend reinvestment plan that is substantially similar to the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, based on plan information available as of June 26, 2018.