SEC Form 4 · accession 0000066756-18-000020
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Wayne Morris
Officer — VP, Controller, Ch. Acct. Off.
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | A | 1,576 | $0.00 | A | 5,884 | D | |
| Common Stock | Feb 1, 2018 | F | 704 | $70.56 | D | 5,180 | D | |
| Common StockF1 | holding | — | — | — | 2,832 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of January 31, 2018.