SEC Form 4 · accession 0000066756-18-000016
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Adams
Officer — Sr VP & CFO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | A | 1,576 | $0.00 | A | 7,979 | D | |
| Common Stock | Feb 1, 2018 | F | 697 | $70.56 | D | 7,282 | D | |
| Common StockF2 | holding | — | — | — | 6,842 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, based on plan information available as of January 31, 2018.
- F2Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of Janaury 31, 2018.