SEC Form 4 · accession 0000066756-17-000091
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Hodnik
Officer — Chairman, President & CEO · Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 10, 2017 | I | 1,993 | $74.48 | D | 3,741 | I | By RSOP Trust |
| Common StockF3 | Aug 11, 2017 | I | 3,750 | $73.30 | D | 0 | I | By RSOP Trust |
| Common Stock | holding | — | — | — | 53,717 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions, which were approved in advance by the Board of Directors, were undertaken to re-balance and diversify the reporting person's investments within ALLETE's retirement savings and stock ownership plan (RSOP).
- F2Based on RSOP plan information available as of August 11, 2017.
- F3Based on RSOP plan information available as of August 14, 2017.