SEC Form 4 · accession 0000066756-17-000090
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Hodnik
Officer — Chairman, President & CEO · Director
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Aug 8, 2017 | I | 1,978 | $74.87 | D | 7,749 | I | By RSOP Trust |
| Common StockF4 | Aug 9, 2017 | I | 2,011 | $74.35 | D | 5,748 | I | By RSOP Trust |
| Common StockF1 | holding | — | — | — | 53,717 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, and the dividend equivalent feature of restricted stock grants pursuant to ALLETE's executive long-term incentive compensation plan, all based on plan information available as of July 31, 2017.
- F2These transactions, which were approved in advance by the Board of Directors, were undertaken to re-balance and diversify the reporting person's investments within ALLETE's retirement savings and stock ownership plan (RSOP).
- F3Includes shares acquired in exempt transactions pursuant to the RSOP and is based on RSOP plan information available as of August 9, 2017.
- F4Based on RSOP plan information available as of August 10, 2017.