SEC Form 4 · accession 0000066756-17-000076
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J McMillan
Officer — SVP - Extern. Affrs, VP MP
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 9, 2017 | I | 3,249 | $74.27 | D | 9,898 | I | By RSOP Trust |
| Common StockF1 | holding | — | — | — | 16,880 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions pursuant to the dividend reinvestment features of ALLETE's stock purchase and dividend reinvestment plan and ALLETE's employee stock purchase plan, based on plan information available as of June 1, 2017.
- F2Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of June 9, 2017.