SEC Form 4 · accession 0000066756-17-000016
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Wayne Morris
Officer — VP, Controller, Ch. Acct. Off.
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2017 | A | 386 | $0.00 | A | 4,109 | D | |
| Common StockF2 | holding | — | — | — | 2,495 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under the dividend equivalent feature of restrictive stock unit grants made pursuant to ALLETE's executive long-term incentive plan and is based on plan information available as of January 15, 2017.
- F2Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of December 31, 2016.