SEC Form 4 · accession 0000066756-17-000011
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Amberg
Officer — SrVP, Chief Strat Off.
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2017 | A | 876 | $0.00 | A | 11,038 | D | |
| Common StockF2 | holding | — | — | — | 8,507 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under the dividend equivalent feature of restrictive stock unit grants pursuant to ALLETE's executive long-term incentive plan based on plan information available as of January 15, 2017.
- F2Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) based on RSOP plan information available as of December 31, 2016. Since the date of her last ownership report, the reporting person transferred 1,318 shares of ALLETE common stock from her RSOP account to her former spouse pursuant to a qualified domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by her former spouse.