SEC Form 4 · accession 0000066756-16-000251
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Q DeVinck
Officer — SVP & CFO
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 10, 2016 | I | 3,398 | $58.42 | D | 6,014 | I | By RSOP Trust |
| Common StockF1 | holding | — | — | — | 10,068 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transaction under the dividend equivalent feature of restrictive stock unit grants made pursuant to ALLETE's executive long-term incentive plan and is based on plan information available as of November 1, 2016.
- F2Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of November 11, 2016.