SEC Form 4 · accession 0000066756-16-000147
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Adams
Officer — Sr VP & Chief Risk Officer
Period of report
Feb 4, 2016
Accepted (ET)
Feb 4, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2016 | F | 213 | $53.54 | D | 3,945 | D | |
| Common StockF2 | holding | — | — | — | 6,132 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan based on plan information available as of January 31, 2016.
- F2Includes shares acquired in exempt transactions pursuant to ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of January 31, 2016.