SEC Form 4 · accession 0000066756-16-000139
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Amberg
Officer — SrVP, Gen. Counsel & Secretary
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2016 | A | 1,107 | $0.00 | A | 10,473 | D | |
| Common StockF2 | holding | — | — | — | 14,339 | I | By RSOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired in exempt transactions under the dividend equivalent feature of restrictive stock unit grants pursuant to ALLETE's executive long-term incentive plan based on plan information available as of January 1, 2016. Since the date of the reporting person's last ownership report, pursuant to a domenstic relations order, she transferred 5,976 shares of ALLETE Common Stock to her former husband, whose security holdings the reporting person no longer reports as beneficially owned.
- F2Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) based on RSOP plan information available as of January 1, 2016.