SEC Form 4 · accession 0000066756-15-000090
ALLETE INC · ALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J McMillan
Officer — SVP - External Affairs
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 4,019 | $48.65 | A | 19,162 | D | |
| Common Stock | Aug 17, 2015 | S | 3,319 | $52.00 | D | 15,843 | D | |
| Common Stock | Aug 17, 2015 | S | 100 | $52.02 | D | 15,743 | D | |
| Common Stock | Aug 17, 2015 | S | 600 | $52.03 | D | 15,143 | D | |
| Common Stock | holding | — | — | — | 11,620 | I | By RSOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option-Right to BuyF1 | $48.65 | Aug 17, 2015 | M | 4,019 | D | — | Feb 1, 2017 | Common Stock | 4,019 | 0 | D |
Explanation of responses
- F1Option vested in three equal installments; one-third vested on February 1, 2008, one-third on February 1, 2009 and one -third on February 1, 2010.