SEC Form 4 · accession 0001127602-19-004998
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ippocratis Vrohidis
Officer — Vice President & CAO
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2019 | S | 606 | $199.3509 | D | 786 | D | |
| Common Stock | Feb 7, 2019 | M | 3,675 | $101.49 | A | 4,461 | D | |
| Common Stock | Feb 7, 2019 | S | 3,617 | $199.562 | D | 844 | D | |
| Common Stock | Feb 7, 2019 | S | 58 | $199.6088 | D | 786 | D | |
| Common Stock | Feb 7, 2019 | M | 3,872 | $126.72 | A | 4,658 | D | |
| Common StockF1 | Feb 7, 2019 | S | 3,872 | $199.4926 | D | 786 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $101.49 | Feb 7, 2019 | M | 3,675 | D | Feb 5, 2014 | Feb 3, 2023 | Common Stock | 3,675 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $126.72 | Feb 7, 2019 | M | 3,872 | D | Feb 4, 2015 | Feb 2, 2024 | Common Stock | 3,872 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.