SEC Form 4 · accession 0001127602-19-004994
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Gangestad
Officer — Sr. VP & CFO
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2019 | G | 1,500 | $0.00 | D | 33,691 | D | |
| Common Stock | Feb 7, 2019 | S | 2,800 | $201.4324 | D | 30,891 | D | |
| Common Stock | Feb 7, 2019 | S | 100 | $201.4535 | D | 30,791 | D | |
| Common Stock | Feb 7, 2019 | S | 100 | $201.4703 | D | 30,691 | D | |
| Common Stock | Feb 7, 2019 | M | 1,681 | $78.72 | A | 32,372 | D | |
| Common Stock | Feb 7, 2019 | S | 1,181 | $201.1459 | D | 31,191 | D | |
| Common Stock | Feb 7, 2019 | S | 202 | $201.168 | D | 30,989 | D | |
| Common Stock | Feb 7, 2019 | S | 98 | $201.1959 | D | 30,891 | D | |
| Common Stock | Feb 7, 2019 | S | 100 | $201.2003 | D | 30,791 | D | |
| Common StockF1 | Feb 7, 2019 | S | 100 | $201.2047 | D | 30,691 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $78.72 | Feb 7, 2019 | M | 1,681 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 1,681 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).