SEC Form 4 · accession 0001127602-19-004992
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Keel
Officer — Senior Vice President
Period of report
Feb 8, 2019
Accepted (ET)
Feb 11, 2019 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2019 | M | 9,410 | $78.72 | A | 23,009 | D | |
| Common Stock | Feb 8, 2019 | S | 7,949 | $199.1387 | D | 15,060 | D | |
| Common Stock | Feb 8, 2019 | S | 300 | $199.1494 | D | 14,760 | D | |
| Common Stock | Feb 8, 2019 | S | 200 | $199.1529 | D | 14,560 | D | |
| Common Stock | Feb 8, 2019 | S | 17 | $199.1594 | D | 14,543 | D | |
| Common StockF1 | Feb 8, 2019 | S | 944 | $199.1629 | D | 13,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $78.72 | Feb 8, 2019 | M | 9,410 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 9,410 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.