SEC Form 4 · accession 0001127602-19-004990
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G. Vale
Officer — Executive Vice President
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 9:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2019 | M | 8,906 | $78.72 | A | 52,225 | D | |
| Common Stock | Feb 7, 2019 | S | 8,906 | $199.2947 | D | 43,319 | D | |
| Common Stock | Feb 7, 2019 | G | 620 | $0.00 | D | 42,699 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $78.72 | Feb 7, 2019 | M | 8,906 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 8,906 | 0 | D |
Explanation of responses
- F1This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).