SEC Form 4 · accession 0001127602-19-004988
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon T Lindekugel
Officer — Senior Vice President
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 9:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2019 | M | 5,940 | $89.47 | A | 16,415 | D | |
| Common Stock | Feb 7, 2019 | S | 5,528 | $199.6267 | D | 10,887 | D | |
| Common Stock | Feb 7, 2019 | S | 100 | $199.631 | D | 10,787 | D | |
| Common Stock | Feb 7, 2019 | S | 100 | $199.64 | D | 10,687 | D | |
| Common Stock | Feb 7, 2019 | S | 2 | $199.6458 | D | 10,685 | D | |
| Common Stock | Feb 7, 2019 | S | 200 | $199.6562 | D | 10,485 | D | |
| Common StockF1 | Feb 7, 2019 | S | 10 | $199.661 | D | 10,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $89.47 | Feb 7, 2019 | M | 5,940 | D | Feb 8, 2012 | Feb 8, 2021 | Common Stock | 5,940 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.