SEC Form 4 · accession 0001127602-19-004490
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mojdeh Poul
Officer — Executive Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | A | 1,138 | $0.00 | A | 1,504 | D | |
| Common StockF1,F2 | Feb 5, 2019 | F | 540 | $0.00 | D | 964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $201.12 | Feb 5, 2019 | A | 33,172 | A | Feb 5, 2020 | Feb 4, 2029 | Common Stock | 33,172 | 33,172 | D |
Explanation of responses
- F1Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
- F2Includes shares acquired under 3M's General Employee Stock Purchase Plan.