SEC Form 4 · accession 0001127602-18-025215
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon T Lindekugel
Officer — Senior Vice President
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2018 | M | 6,410 | $78.72 | A | 11,051 | D | |
| Common Stock | Aug 10, 2018 | S | 6,410 | $203.0056 | D | 4,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $78.72 | Aug 10, 2018 | M | 6,410 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 6,410 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.