SEC Form 4 · accession 0001127602-18-019956
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Khandpur K Ashish
Officer — Executive Vice President
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 2:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 1,324 | $199.59 | A | 6,347 | D | |
| Common Stock | Jun 1, 2018 | F | 604 | $199.59 | D | 5,743 | D | |
| Common Stock | holding | — | — | — | 772 | I | by Spouse | |
| Common Stock | holding | — | — | — | 767 | I | Spouse 401k/paesop |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 1, 2018 | M | 1,324 | D | — | — | Common Stock | 1,324 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.