SEC Form 4 · accession 0001127602-18-004227
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Banovetz
Officer — Sr Vice President
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 10:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2018 | M | 204 | $245.17 | A | 2,032 | D | |
| Common StockF1 | Feb 2, 2018 | F | 104 | $245.17 | D | 1,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 2, 2018 | M | 204 | D | — | — | Common Stock | 204 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F3The Restricted Stock Units will vest on February 3, 2018.