SEC Form 4 · accession 0001127602-18-003948
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Bauman
Officer — Executive Vice President
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2018 | S | 1,376 | $247.92 | D | 14,066 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.93 | D | 13,966 | D | |
| Common Stock | Feb 2, 2018 | S | 250 | $247.94 | D | 13,716 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.99 | D | 13,616 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $248.01 | D | 13,516 | D | |
| Common Stock | Feb 2, 2018 | S | 700 | $248.08 | D | 12,816 | D | |
| Common Stock | Feb 2, 2018 | S | 200 | $248.09 | D | 12,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $54.11 | Feb 2, 2018 | M | 11,660 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 11,660 | 0 | D |
Remarks
2 of 2