SEC Form 4 · accession 0001127602-18-003940
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Bauman
Officer — Executive Vice President
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2018 | M | 11,660 | $54.11 | A | 24,276 | D | |
| Common Stock | Feb 2, 2018 | S | 989 | $246.84 | D | 23,287 | D | |
| Common Stock | Feb 2, 2018 | S | 1,100 | $247.22 | D | 22,187 | D | |
| Common Stock | Feb 2, 2018 | S | 125 | $247.25 | D | 22,062 | D | |
| Common Stock | Feb 2, 2018 | S | 600 | $247.28 | D | 21,462 | D | |
| Common Stock | Feb 2, 2018 | S | 589 | $247.36 | D | 20,873 | D | |
| Common Stock | Feb 2, 2018 | S | 27 | $247.40 | D | 20,846 | D | |
| Common Stock | Feb 2, 2018 | S | 600 | $247.43 | D | 20,246 | D | |
| Common Stock | Feb 2, 2018 | S | 888 | $247.50 | D | 19,358 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.525 | D | 19,258 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.53 | D | 19,158 | D | |
| Common Stock | Feb 2, 2018 | S | 312 | $247.54 | D | 18,846 | D | |
| Common Stock | Feb 2, 2018 | S | 350 | $247.64 | D | 18,496 | D | |
| Common Stock | Feb 2, 2018 | S | 101 | $247.67 | D | 18,395 | D | |
| Common Stock | Feb 2, 2018 | S | 200 | $247.68 | D | 18,195 | D | |
| Common Stock | Feb 2, 2018 | S | 200 | $247.69 | D | 17,995 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.70 | D | 17,895 | D | |
| Common Stock | Feb 2, 2018 | S | 515 | $247.71 | D | 17,380 | D | |
| Common Stock | Feb 2, 2018 | S | 213 | $247.74 | D | 17,167 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.75 | D | 17,067 | D | |
| Common Stock | Feb 2, 2018 | S | 225 | $247.76 | D | 16,842 | D | |
| Common Stock | Feb 2, 2018 | S | 200 | $247.77 | D | 16,642 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.80 | D | 16,542 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.83 | D | 16,442 | D | |
| Common Stock | Feb 2, 2018 | S | 400 | $247.84 | D | 16,042 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.85 | D | 15,942 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.86 | D | 15,842 | D | |
| Common Stock | Feb 2, 2018 | S | 300 | $247.87 | D | 15,542 | D | |
| Common Stock | Feb 2, 2018 | S | 100 | $247.89 | D | 15,442 | D | |
| Common StockF1 | holding | — | — | — | 195 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
Remarks
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