SEC Form 4 · accession 0001127602-18-003523
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hak Cheol Shin
Officer — Vice Chair & Exec Vice Pres
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 58,772 | $54.11 | A | 120,105 | D | |
| Common Stock | Feb 1, 2018 | S | 300 | $246.955 | D | 119,805 | D | |
| Common Stock | Feb 1, 2018 | S | 400 | $246.98 | D | 119,405 | D | |
| Common Stock | Feb 1, 2018 | S | 700 | $247.00 | D | 118,705 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.02 | D | 118,605 | D | |
| Common Stock | Feb 1, 2018 | S | 300 | $247.08 | D | 118,305 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.12 | D | 118,205 | D | |
| Common Stock | Feb 1, 2018 | S | 1,100 | $247.13 | D | 117,105 | D | |
| Common Stock | Feb 1, 2018 | S | 400 | $247.15 | D | 116,705 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.17 | D | 116,605 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.18 | D | 116,505 | D | |
| Common Stock | Feb 1, 2018 | S | 300 | $247.185 | D | 116,205 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.19 | D | 116,105 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.20 | D | 116,005 | D | |
| Common Stock | Feb 1, 2018 | S | 193 | $247.23 | D | 115,812 | D | |
| Common Stock | Feb 1, 2018 | S | 600 | $247.24 | D | 115,212 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.25 | D | 115,112 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.26 | D | 115,012 | D | |
| Common Stock | Feb 1, 2018 | S | 500 | $247.27 | D | 114,512 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.28 | D | 114,412 | D | |
| Common Stock | Feb 1, 2018 | S | 700 | $247.29 | D | 113,712 | D | |
| Common Stock | Feb 1, 2018 | S | 400 | $247.30 | D | 113,312 | D | |
| Common Stock | Feb 1, 2018 | S | 200 | $247.32 | D | 113,112 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $247.33 | D | 113,012 | D | |
| Common Stock | Feb 1, 2018 | S | 200 | $247.35 | D | 112,812 | D | |
| Common Stock | Feb 1, 2018 | S | 500 | $247.36 | D | 112,312 | D | |
| Common Stock | Feb 1, 2018 | S | 112 | $247.375 | D | 112,200 | D | |
| Common Stock | Feb 1, 2018 | S | 180 | $247.38 | D | 112,020 | D | |
| Common StockF1 | Feb 1, 2018 | S | 300 | $247.39 | D | 111,720 | D | |
| Common StockF2 | holding | — | — | — | 1,499 | I | By 401k/paesop Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Remarks
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