SEC Form 4 · accession 0001127602-17-031129
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joaquin Delgado
Officer — Executive Vice President
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 10:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 26,936 | $78.72 | A | 60,632 | D | |
| Common Stock | Nov 1, 2017 | S | 211 | $229.64 | D | 60,421 | D | |
| Common Stock | Nov 1, 2017 | S | 304 | $229.65 | D | 60,117 | D | |
| Common Stock | Nov 1, 2017 | S | 300 | $229.66 | D | 59,817 | D | |
| Common Stock | Nov 1, 2017 | S | 755 | $229.70 | D | 59,062 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.705 | D | 58,962 | D | |
| Common Stock | Nov 1, 2017 | S | 325 | $229.71 | D | 58,637 | D | |
| Common Stock | Nov 1, 2017 | S | 901 | $229.72 | D | 57,736 | D | |
| Common Stock | Nov 1, 2017 | S | 500 | $229.73 | D | 57,236 | D | |
| Common Stock | Nov 1, 2017 | S | 300 | $229.735 | D | 56,936 | D | |
| Common Stock | Nov 1, 2017 | S | 300 | $229.745 | D | 56,636 | D | |
| Common Stock | Nov 1, 2017 | S | 741 | $229.77 | D | 55,895 | D | |
| Common Stock | Nov 1, 2017 | S | 10 | $229.78 | D | 55,885 | D | |
| Common Stock | Nov 1, 2017 | S | 189 | $229.79 | D | 55,696 | D | |
| Common Stock | Nov 1, 2017 | S | 300 | $229.80 | D | 55,396 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.805 | D | 55,296 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.81 | D | 55,196 | D | |
| Common Stock | Nov 1, 2017 | S | 200 | $229.84 | D | 54,996 | D | |
| Common Stock | Nov 1, 2017 | S | 190 | $229.85 | D | 54,806 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.8575 | D | 54,706 | D | |
| Common Stock | Nov 1, 2017 | S | 810 | $229.86 | D | 53,896 | D | |
| Common Stock | Nov 1, 2017 | S | 200 | $229.87 | D | 53,696 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.88 | D | 53,596 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.885 | D | 53,496 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.89 | D | 53,396 | D | |
| Common Stock | Nov 1, 2017 | S | 200 | $229.90 | D | 53,196 | D | |
| Common Stock | Nov 1, 2017 | S | 197 | $229.91 | D | 52,999 | D | |
| Common Stock | Nov 1, 2017 | S | 103 | $229.92 | D | 52,896 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $229.925 | D | 52,796 | D | |
| Common StockF1 | holding | — | — | — | 1,121 | I | By 401k/paesop Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Remarks
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