SEC Form 4 · accession 0001127602-17-030878
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Bauman
Officer — Executive Vice President
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | S | 200 | $230.861 | D | 14,362 | D | |
| Common StockF1 | Oct 31, 2017 | S | 1,800 | $230.895 | D | 12,562 | D | |
| Common StockF2 | Oct 31, 2017 | S$0 | 200 | $0.00 | D | 195 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.