SEC Form 4 · accession 0001127602-17-026003
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Hammes
Officer — VP, Corp Controller & CAO
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 10:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2017 | S | 116 | $206.6487 | D | 3,066 | D | |
| Common Stock | Aug 17, 2017 | S | 600 | $206.65 | D | 2,466 | D | |
| Common Stock | Aug 17, 2017 | M | 712 | $77.18 | A | 3,178 | D | |
| Common Stock | Aug 17, 2017 | S | 712 | $206.6643 | D | 2,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | Aug 17, 2017 | M | 712 | D | May 13, 2009 | May 11, 2018 | Common Stock | 712 | 0 | D |