SEC Form 4 · accession 0001127602-17-022694
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Hammes
Officer — VP, Corp Controller & CAO
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | M | 1,384 | $208.19 | A | 3,850 | D | |
| Common Stock | Jun 30, 2017 | F | 668 | $208.19 | D | 3,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 30, 2017 | M | 1,384 | D | — | — | Common Stock | 1,384 | 1,384 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019.