SEC Form 4 · accession 0001127602-17-018736
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marlene Mary McGrath
Officer — Senior VP - Human Resources
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 3,573 | $89.47 | A | 24,480 | D | |
| Common Stock | May 18, 2017 | S | 56 | $194.9301 | D | 24,424 | D | |
| Common Stock | May 18, 2017 | S | 1,300 | $194.931 | D | 23,124 | D | |
| Common Stock | May 18, 2017 | S | 100 | $194.94 | D | 23,024 | D | |
| Common Stock | May 18, 2017 | S | 700 | $194.942 | D | 22,324 | D | |
| Common Stock | May 18, 2017 | S | 1,417 | $194.9556 | D | 20,907 | D | |
| Common Stock | May 18, 2017 | M | 5,360 | $87.89 | A | 26,267 | D | |
| Common Stock | May 18, 2017 | S | 589 | $194.79 | D | 25,678 | D | |
| Common Stock | May 18, 2017 | S | 200 | $194.80 | D | 25,478 | D | |
| Common Stock | May 18, 2017 | S | 971 | $194.8155 | D | 24,507 | D | |
| Common Stock | May 18, 2017 | S | 300 | $194.82 | D | 24,207 | D | |
| Common Stock | May 18, 2017 | S | 200 | $194.83 | D | 24,007 | D | |
| Common Stock | May 18, 2017 | S | 1,100 | $194.84 | D | 22,907 | D | |
| Common Stock | May 18, 2017 | S | 600 | $194.8401 | D | 22,307 | D | |
| Common Stock | May 18, 2017 | S | 200 | $194.841 | D | 22,107 | D | |
| Common Stock | May 18, 2017 | S | 300 | $194.845 | D | 21,807 | D | |
| Common Stock | May 18, 2017 | S | 400 | $194.853 | D | 21,407 | D | |
| Common Stock | May 18, 2017 | S | 500 | $194.865 | D | 20,907 | D | |
| Common Stock | May 18, 2017 | M | 3,573 | $89.47 | A | 24,480 | D | |
| Common Stock | May 18, 2017 | S | 56 | $194.9301 | D | 24,424 | D | |
| Common Stock | May 18, 2017 | S | 1,300 | $194.931 | D | 23,124 | D | |
| Common Stock | May 18, 2017 | S | 100 | $194.94 | D | 23,024 | D | |
| Common Stock | May 18, 2017 | S | 700 | $194.942 | D | 22,324 | D | |
| Common Stock | May 18, 2017 | S | 1,417 | $194.9556 | D | 20,907 | D | |
| Common Stock | May 18, 2017 | M | 5,360 | $87.89 | A | 26,267 | D | |
| Common Stock | May 18, 2017 | S | 589 | $194.79 | D | 25,678 | D | |
| Common Stock | May 18, 2017 | S | 200 | $194.80 | D | 25,478 | D | |
| Common Stock | May 18, 2017 | S | 971 | $194.8155 | D | 24,507 | D | |
| Common Stock | May 18, 2017 | S | 300 | $194.82 | D | 24,207 | D | |
| Common Stock | May 18, 2017 | S | 200 | $194.83 | D | 24,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $89.47 | May 18, 2017 | M | 3,573 | D | Feb 8, 2012 | Feb 8, 2021 | Common Stock | 3,573 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $87.89 | May 18, 2017 | M | 5,360 | D | Feb 7, 2013 | Feb 7, 2022 | Common Stock | 5,360 | 0 | D |
Explanation of responses
- F1This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).
- F2This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
Remarks
1 of 2