SEC Form 4 · accession 0001127602-17-017843
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Bauman
Officer — Executive Vice President
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 10:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2017 | G | 250 | $0.00 | D | 16,458 | D | |
| Common Stock | May 11, 2017 | S | 2,000 | $195.81 | D | 14,458 | D | |
| Common Stock | May 11, 2017 | M | 12,616 | $77.18 | A | 27,074 | D | |
| Common Stock | May 11, 2017 | S | 12,616 | $195.81 | D | 14,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | May 11, 2017 | M | 12,616 | D | May 13, 2009 | May 13, 2018 | Common Stock | 12,616 | 0 | D |