SEC Form 4 · accession 0001127602-17-017215
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly F Price
Officer — Sr Vice President
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | M | 3,016 | $77.18 | A | 9,292 | D | |
| Common Stock | May 4, 2017 | S | 3,016 | $198.1102 | D | 6,275 | D | |
| Common StockF1 | holding | — | — | — | 255 | I | 401K/paesop Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | May 4, 2017 | M | 3,016 | D | May 13, 2009 | May 13, 2018 | Common Stock | 3,016 | 0 | D |
Explanation of responses
- F1Includes shares acquired pursuant to the 3M Voluntary Investment Plan.