SEC Form 4 · accession 0001127602-17-006227
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G. Vale
Officer — Executive Vice President
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | S | 200 | $181.66 | D | 25,095 | D | |
| Common Stock | Feb 14, 2017 | S | 1,600 | $181.6646 | D | 23,495 | D | |
| Common Stock | Feb 14, 2017 | S | 200 | $181.665 | D | 23,295 | D | |
| Common Stock | Feb 14, 2017 | M | 8,440 | $77.18 | A | 31,735 | D | |
| Common Stock | Feb 14, 2017 | S | 100 | $181.7001 | D | 31,635 | D | |
| Common Stock | Feb 14, 2017 | S | 8,240 | $181.7092 | D | 23,395 | D | |
| Common Stock | Feb 14, 2017 | S | 100 | $181.71 | D | 23,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | Feb 14, 2017 | M | 8,440 | D | May 13, 2009 | May 13, 2018 | Common Stock | 8,440 | 0 | D |