SEC Form 4 · accession 0001127602-17-005943
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Keel
Officer — Senior Vice President
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 8,440 | $77.18 | A | 17,216 | D | |
| Common Stock | Feb 13, 2017 | S | 985 | $181.23 | D | 16,231 | D | |
| Common Stock | Feb 13, 2017 | S | 337 | $181.231 | D | 15,894 | D | |
| Common Stock | Feb 13, 2017 | S | 1,536 | $181.24 | D | 14,358 | D | |
| Common Stock | Feb 13, 2017 | S | 500 | $181.242 | D | 13,858 | D | |
| Common Stock | Feb 13, 2017 | S | 700 | $181.245 | D | 13,158 | D | |
| Common Stock | Feb 13, 2017 | S | 2,800 | $181.25 | D | 10,358 | D | |
| Common Stock | Feb 13, 2017 | S | 1,582 | $181.2527 | D | 8,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | Feb 13, 2017 | M | 8,440 | D | May 13, 2009 | May 13, 2018 | Common Stock | 8,440 | 0 | D |