SEC Form 4 · accession 0001127602-17-005934
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Gangestad
Officer — Sr. VP & CFO
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | S | 2,888 | $181.3063 | D | 20,071 | D | |
| Common Stock | Feb 13, 2017 | M | 2,888 | $77.18 | A | 22,959 | D | |
| Common Stock | Feb 13, 2017 | G | 1,500 | $0.00 | D | 21,459 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $77.18 | Feb 13, 2017 | M | 2,888 | D | May 13, 2009 | May 13, 2018 | Common Stock | 2,888 | 0 | D |
Explanation of responses
- F1This option became exercisable in equal installments on each of the first three anniversaries of the grant date (5/13/2009)