SEC Form 4 · accession 0001127602-17-005928
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Khandpur K Ashish
Officer — Sr. VP, Chief Tech. Officer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | S | 648 | $180.7637 | D | 2,909 | D | |
| Common Stock | Feb 13, 2017 | S | 300 | $180.7501 | D | 2,609 | D | |
| Common Stock | Feb 13, 2017 | M | 948 | $77.18 | A | 3,557 | D | |
| Common Stock | Feb 13, 2017 | S | 2,445 | $180.732 | D | 1,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $77.18 | Feb 13, 2017 | M | 948 | D | May 13, 2009 | May 13, 2018 | Common Stock | 948 | 0 | D |